Author: Neal

Jan
17

What are the challenges of being a Registered Investment Advisor (RIA)?

Fee-Only Investment Advisor or Registered Investment Advisor (RIA) As per the SEBI Investment Advisers Regulations 2013, an Investment Advisor shall act in a fiduciary capacity towards its clients and shall disclose all conflicts of interest as and when they arise. (Ref: www.sebi.gov.in SEBI (Investment Advisers) Regulations 2013) The Investment Advisor needs to be registered with […]

By Neal | Blog
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Jan
17

What are the New Generation Selling Tools for Independent Financial Advisors (IFAs)

Independent Financial Advisors (IFAs) are the SMEs of the Financial Advisory sector. They often have to contend for business with Banks and corporate agents who are pretty aggressive in their marketing. However, the personalized attention these Financial Advisors give to their clients sets them apart. Independent Financial Advisors need to give an examination to distribute […]

By Neal | Blog
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